Senior Complaince Analyst
  £45000 - £55000 per annum
  City of London, Greater London
  permanent,full-time

This Job Has Expired! This advert has now been deleted by the advertiser, the details below are for information only.


Lloyds Syndicate are currently seeking a Senior compliance Analyst. You will be required to support the Compliance Manager with day-to-day activities, supporting the business and assisting in the delivery of the compliance plan (including associated monitoring and reporting) and in the provision of information and assurance regarding compliance with relevant regulation.





Key tasks - Please remember to include the appropriate risk task appropriate to your role.

1

Support the Compliance Manager in delivery of the compliance plan including advisory, monitoring, reporting and regulatory affairs activities.

2

Review and analyse/report on regulatory changes.

3

Monitor the conduct risk exposure. This includes managing the Product Universe information, providing advice to Underwriters about the completion of Conduct Risk assessment, dealing with Conduct Risk referrals from underwriters or other areas of the business and ensuring conduct risk profiles are kept up to date.

4

Ensure appropriate compliance monitoring is undertaken.

5

Review and report monthly on the performance of each underwriting team (against a sample basis of slips) in meeting contract certainty standards, providing feedback to each team.

6

Provide support to the underwriters and other areas of the business by giving advice and monitoring sanctions affecting the business.

7

Monitor and report on the underwriting system compliance data validations.

8

Assist in the maintenance of both the Document Repository and Business Tasks Timetable.

9

Assist in compliance communications to the business, including meetings and bulletins/updates. Provide appropriate advice as necessary.

10

Assist in the creation and delivery of both online and face-to-face compliance training within the business.

11

Assist in developing the business processes, and with the migration of all compliance functions from MGA to Syndicate

12

Assist in the review of compliance policies and procedures annually and develop new policies/ procedures where necessary.

13

Prepare/submit regulatory returns and Members Agents submissions



Key personal skills required

1

Accurate with a good attention to detail.



2

Analytical.

3

Ability to form good working relationships and work as part of a team.

4

Flexibility with the ability to apply a compliance perspective to complex operational situations.

6

Displays initiative and an ability to work without close supervision.

7

Positive attitude and willingness to learn.



Key technical skills, knowledge and professional qualifications required

1

Broad knowledge of UK insurance regulation, with at least three years' experience in a similar role, preferably within the Lloyd's/London Market.

2

Experience of using regulatory knowledge in an insurance business

3

Experience in sanctions and/or Conduct Risk.

4

Degree level education. ACII qualified or working towards this.

5

Competent user of Microsoft Office (including Outlook, Word, Excel and PowerPoint)


Advertiser: Agency

Reference: GWJ9137

Posted on: 2019-12-03 11:38:55

Send me Alert for jobs in: 

City of London, Greater London

Email Address

By creating a job alert, you agree to our Terms . You can change your consent settings at any time by unsubscribing or as detailed in our terms.

Similar Jobs:

Senior Finance Analyst

  Farrer Barnes Ltd

  £35000 to £45000 per annum

  Northfleet, Kent

Senior Anatomy Technician

  Canterbury Christ Church University

  £30,487 to £32,982 per annum

  Canterbury, Kent

Senior Administrator

  Recruitment Solutions South East Ltd

  £25,000 - £30,000 DOE

  Sevenoaks, Kent

Senior Audit Accountant

  Recruitment Solutions South East Ltd

  £35,000 - £55-000

  Maidstone, Kent

Senior Accounts Manager

  Recruitment Solutions South East Ltd

  £40,000 - £55,000

  Tonbridge, Kent

Senior Accounts Manager

  Goldhawk Associates Ltd

  £55,000 - £75,000

  Goudhurst, Tunbridge Wells, Kent

Senior Complaince Analyst
  £45000 - £55000 per annum
  City of London, Greater London
  permanent,full-time

This Job Has Expired! This advert has now been deleted by the advertiser, the details below are for information only.


Lloyds Syndicate are currently seeking a Senior compliance Analyst. You will be required to support the Compliance Manager with day-to-day activities, supporting the business and assisting in the delivery of the compliance plan (including associated monitoring and reporting) and in the provision of information and assurance regarding compliance with relevant regulation.





Key tasks - Please remember to include the appropriate risk task appropriate to your role.

1

Support the Compliance Manager in delivery of the compliance plan including advisory, monitoring, reporting and regulatory affairs activities.

2

Review and analyse/report on regulatory changes.

3

Monitor the conduct risk exposure. This includes managing the Product Universe information, providing advice to Underwriters about the completion of Conduct Risk assessment, dealing with Conduct Risk referrals from underwriters or other areas of the business and ensuring conduct risk profiles are kept up to date.

4

Ensure appropriate compliance monitoring is undertaken.

5

Review and report monthly on the performance of each underwriting team (against a sample basis of slips) in meeting contract certainty standards, providing feedback to each team.

6

Provide support to the underwriters and other areas of the business by giving advice and monitoring sanctions affecting the business.

7

Monitor and report on the underwriting system compliance data validations.

8

Assist in the maintenance of both the Document Repository and Business Tasks Timetable.

9

Assist in compliance communications to the business, including meetings and bulletins/updates. Provide appropriate advice as necessary.

10

Assist in the creation and delivery of both online and face-to-face compliance training within the business.

11

Assist in developing the business processes, and with the migration of all compliance functions from MGA to Syndicate

12

Assist in the review of compliance policies and procedures annually and develop new policies/ procedures where necessary.

13

Prepare/submit regulatory returns and Members Agents submissions



Key personal skills required

1

Accurate with a good attention to detail.



2

Analytical.

3

Ability to form good working relationships and work as part of a team.

4

Flexibility with the ability to apply a compliance perspective to complex operational situations.

6

Displays initiative and an ability to work without close supervision.

7

Positive attitude and willingness to learn.



Key technical skills, knowledge and professional qualifications required

1

Broad knowledge of UK insurance regulation, with at least three years' experience in a similar role, preferably within the Lloyd's/London Market.

2

Experience of using regulatory knowledge in an insurance business

3

Experience in sanctions and/or Conduct Risk.

4

Degree level education. ACII qualified or working towards this.

5

Competent user of Microsoft Office (including Outlook, Word, Excel and PowerPoint)


Advertiser: Agency

Reference: GWJ9137

Posted on: 2019-12-03 11:38:55

I want to receive the latest job alerts for:

jobs in City of London, Greater London

By creating a job alert, you agree to our Terms . You can change your consent settings at any time by unsubscribing or as detailed in our terms.

Similar Jobs:

Senior Finance Analyst

  Farrer Barnes Ltd

  £35000 to £45000 per annum

  Northfleet, Kent

Senior Anatomy Technician

  Canterbury Christ Church University

  £30,487 to £32,982 per annum

  Canterbury, Kent

Senior Administrator

  Recruitment Solutions South East Ltd

  £25,000 - £30,000 DOE

  Sevenoaks, Kent

Senior Audit Accountant

  Recruitment Solutions South East Ltd

  £35,000 - £55-000

  Maidstone, Kent

Senior Accounts Manager

  Recruitment Solutions South East Ltd

  £40,000 - £55,000

  Tonbridge, Kent

Senior Accounts Manager

  Goldhawk Associates Ltd

  £55,000 - £75,000

  Goudhurst, Tunbridge Wells, Kent

Not logged in into Jobsinkent.com?


Log in or register here.

   Log in with your Google account



Copyright © 1999 - 2024 JIK SOFTWARE LTD